Collective Investment Schemes
Collective Investment Schemes– Overview
A Collective Investment Scheme (CIS) is a fund-raising vehicle regulated by the SEBI (Collective Investment Schemes) Regulations, 1999, where investors pool money to be managed collectively for returns from a specific business activity. Typical examples include agriculture projects, plantation schemes, real estate pools, or asset-backed schemes.
In India, any entity operating a CIS must obtain mandatory SEBI registration before mobilizing funds. Running a CIS without registration can lead to penalties, refund orders, and prosecution.
At Cardiff Services, we provide end-to-end CIS Registration and Compliance Services in India, helping promoters and companies structure schemes legally, file with SEBI, and manage ongoing compliance.
Why Choose Cardiff Services for CIS Advisory
At Cardiff Services, we understand that CIS regulations are one of the most stringent under SEBI. Our team ensures your scheme is structured legally, regulator-ready, and investor-compliant.
We provide end-to-end support from trust and AMC setup to documentation, SEBI filing, and ongoing compliance. With Cardiff Services, your CIS gains credibility, compliance discipline, and investor trust from the very beginning.
Key Features of CIS Registration Support
Scheme Structuring: Advisory on designing schemes that meet SEBI eligibility norms.
Registration Filing: Assistance in preparing and submitting CIS registration application with SEBI.
Trustee & AMC Setup: Guidance on setting up trustees and managers for CIS funds.
Regulatory Compliance: Ensuring full adherence to SEBI CIS Regulations, 1999.
Disclosure & Reporting: Drafting offer documents, disclosure statements, and compliance reports.
Ongoing Compliance: Annual audits, investor servicing, and SEBI inspections.
Documents Required for CIS Registration
Certificate of Incorporation, MOA & AOA.
Net worth certificate (₹5 crore minimum).
Board resolution approving CIS setup.
Trust deed and trustee details.
Business plan and scheme details.
Offer document draft.
KYC of directors, trustees, and promoters.
Audited financial statements.
Compliance policies (grievance redressal, risk management, investor protection).
Past experience in fund management or similar businesses.
Step-by-Step Procedure for CIS Registration
Eligibility Assessment – Verify financial soundness and management experience of applicant.
Trustee & AMC Setup – Establish trustee company and appoint a fund manager.
Document Preparation – Draft offer document, trust deed, compliance manual.
Application Filing – Submit CIS registration application with SEBI.
SEBI Review – Respond to queries and clarifications.
Grant of Registration – Obtain Certificate of Registration to launch CIS.
Post-Registration Compliance – Maintain regular disclosures, audits, and SEBI reporting.
Frequently Asked Questions
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Proposed company name
Business entity type (Ltd, LLP, Partnership, etc.)
Jurisdiction (Cardiff / UK)
Owner or shareholder details (if applicable)
Business description
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